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The Federalism Canons as Ordinary Interpretation
Scholars remain generally skeptical of substantive canons of statutory interpretation even as courts continue to employ such canons in important cases. Unlike semantic canons, which help judges discern the best meaning of statutory text in context, substantive canons provide tiebreakers when the text is unclear or require special clarity in order for the text to perform certain functions. Among the substantive canons, the so-called “federalism canons” have been singled out for special scrutiny. The federalism canons are a family of canons that require courts to avoid interpreting an act of Congress to divest states of certain sovereign rights or powers—including their preexisting rights to sovereign immunity, to structure their own governments, and to exercise jurisdiction over transitory actions—unless the act does so in clear terms or by unavoidable implication. Such canons, critics charge, are incompatible with textualism because judges simply invented them as a way to promote judicially favored values (such as federalism) in disregard of the natural meaning of statutory texts. This charge, however, is based on a false premise. The federalism canons are not a novel judicial creation. They are specific applications of well-established rules of interpretation older than the Constitution itself. These rules instruct courts not to read a legislative act to divest a government of a right or power unless the terms of the act do so clearly or by unavoidable implication. Understood against this background, the traditional federalism canons are fully consistent with mainstream textualism. Like other long-standing interpretive conventions, these canons reflect background context that is an essential part of ordinary interpretation. In applying the federalism canons, courts do not violate—but uphold—their constitutional role as faithful agents of Congress. Properly understood, judicial adherence to such canons reinforces the Constitution’s allocation of powers both between the political branches and the courts, and between the federal government and the states.